Andrew Arginovski
Size Does Matter (sometimes): Consumer Duty and the FCA’s Support for Small to Medium-sized Firms.
The FCA has long been an advocate for firms taking a reasonable and proportionate approach to its requirements. From its recent...
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Andrew Arginovski
May 161 min read
SM&CR Starter Kit: Senior Manager and Certification Regime Starter Pack for FCA-Authorised Firms.
Here is a Senior Manager and Certification Regime (SM&CR) Starter Kit for all new FCA-authorised firms: Complete a mapping exercise (and...
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Andrew Arginovski
Apr 183 min read
Fines and “Finfluencers”: Financial promotions and the FCA’s enforcement and release of new guidance.
The FCA are hot on the heels of financial promotions and ensuring financial services firms stick to the rules. In February 2024, the FCA...
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Andrew Arginovski
Mar 51 min read
Regulatory Monthly Update - February 2024
The Compliance Angle Regulatory Monthly Update for February 2024 is now available for the latest regulatory updates and news in the UK...
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Andrew Arginovski
Jan 231 min read
Regulatory Monthly Update - January 2024
The Compliance Angle Regulatory Monthly Update for January 2024 is now available for the latest regulatory updates and news in the UK and...
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Andrew Arginovski
Jan 153 min read
How a Compliance Plan can help firms attract investment and save money.
The Financial Conduct Authority ("FCA") require all regulated firms to have a Compliance Monitoring Programme in place, which includes...
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